Surgery-first or orthodontics-first: which sequence is right for you?
Hello, I'm Dr. Chaeyeon Lee of EU Oral and
Maxillofacial Surgery.
One of the questions I hear most often from
people considering double jaw surgery is about the order of treatment.
"Am I a candidate for surgery-first?"
"I've heard my face can look worse if I
start with braces. Can't I just have the surgery first?"
"Is it true that surgery-first makes
treatment much shorter?"
Traditionally, the standard approach has been to
complete orthodontic treatment first and then proceed to surgery. Recently,
however, there has been growing interest in the surgery-first
approach, in which jaw surgery is performed first and orthodontic treatment follows.
That said, surgery-first is not suitable for
everyone. Whether it is appropriate depends on your tooth alignment, jaw
structure, and how predictably the final bite can be planned. In today's
column, I'll explain how this decision is made and what the process actually
looks like.
✔ What is surgery-first? Jaw surgery is performed first with no (or minimal) pre-surgical orthodontics, and orthodontic treatment is carried out after surgery.
✔ Advantages: tends to shorten treatment time, skips the phase where appearance
temporarily worsens, and reduces psychological burden.
✔ Good candidates: mild dental misalignment, near-normal incisor inclination, and a
shallow curve of Spee.
✔ When orthodontics-first is needed: severe
crowding (requiring extractions), abnormal incisor inclination, or cases where
the post-surgical bite is difficult to predict.
1. What Is Surgery-First, and Why Do
Patients Prefer It?
The conventional approach proceeds in three
stages: pre-surgical orthodontics → surgery → post- surgical orthodontics.
Of these, pre-surgical
orthodontics typically takes about 9 to 18 months. During this period, the
teeth go through a process called decompensation,
in which they are repositioned to match the underlying jaw. The catch is that
as the teeth move into positions that fully reveal the original skeletal
discrepancy, the face can temporarily look more pronounced before surgery. Some
patients also experience discomfort with chewing or speech, or find this period
psychologically difficult.
The surgery-first approach skips or minimizes this pre-surgical orthodontic stage: jaw surgery is performed first, and the teeth are aligned after surgery.
Ø Why can treatment time be shorter?
After surgery, there is a period during which bone metabolism
temporarily becomes more active in the area as the bone remodels. This is called the Regional
Acceleratory Phenomenon (RAP). While RAP is active, bone turnover increases,
and tooth movement may proceed relatively more easily.
This is why post-surgical orthodontics is often timed to begin during this
window. However, RAP does not occur at the same rate in every patient.
In addition, 3D virtual surgical planning (simulation) based on CT data now
allows us to predict and verify the amount of jaw movement and the final bite
relationship before surgery. Advances in this simulation technology play an
important role in improving the predictability of surgery-first treatment,
which proceeds without pre-surgical orthodontics.
Ø Key features of the surgery-first approach
-
Treatment time tends to be
shorter. Some studies
have reported that surgery-first treatment was on average about 3 to 4 months
shorter than the conventional approach.
-
The phase in which appearance
worsens due to pre-surgical orthodontics is shortened or skipped. During the decompensation period described
above, people with a protruding lower jaw may find their jaw looks even more
prominent, and people with a recessed chin may find it looks even more
retruded. With surgery-first, this period becomes very short.
-
When functional improvement is
urgent, as in obstructive sleep apnea, surgery-first may be considered as a priority rather than waiting
through a long course of pre-surgical orthodontics.
However, these advantages do not apply equally to
every patient. Whether surgery-first is appropriate, and the results, can vary
depending on each person's teeth and jaw structure.
2. When Surgery-First Is Possible, and When Orthodont
ics-First Is Needed
Because surgery-first moves the jaws directly
without first aligning the teeth through pre-surgical orthodontics, the key
question is whether the dental alignment
issues remaining after surgery can be resolved comfortably with orthodontics
alone.
Ø Cases relatively well suited to surgery-first
-
The front teeth are well
aligned, or crowding (overlapping teeth) is mild: alignment should be achievable with
post-surgical orthodontics alone, without extractions.
-
The curve of Spee (the
front-to-back curve of the dental arch) is flat or shallow: a deep curve can make it harder to predict how
the bite will settle after surgery.
-
The inclination of the upper
and lower front teeth is close to the normal range: if the front teeth are excessively tipped back
or upright, it is difficult to establish the bite with surgery alone.
-
There is no significant width
discrepancy between
the upper and lower arches (transverse discrepancy).
-
Cases with a protruding lower jaw (Class III malocclusion) and a
tendency toward open bite are often cited as relatively good indications.
-
Ø Cases where orthodontics-first is needed, or
surgery-first requires a cautious approach
-
Severe crowding requiring extractions: space for tooth movement must
be created first, so this is considered a typical case in which surgery-first
is difficult to apply.
-
The front teeth are severely flared forward (labial inclination) or
tipped inward (lingual inclination).
-
A deep curve of Spee, or pronounced vertical problems such as facial
asymmetry or open bite: these were once considered absolute contraindications,
but with adjustments to surgical planning and advances in 3D simulation, cases
where surgery-first has been applied have been reported. Even so, careful
case-by-case judgment is still required.
-
Analysis of dental models (impressions) shows that the post-surgical
bite relationship is difficult to predict.
Ø Even surgery-first requires a minimal preparation
period
Surgery-first does not mean there is no
preparation at all. When there is significant occlusal interference, a short
course of pre-surgical orthodontics of about 1 to 2 months may be added. In
other words, it is more accurate to think of it not as "no orthodontics at
all" but as "minimal preparation without a full decompensation
phase."
Ø Surgical planning may include the concept of
"overcorrection"
Because surgery-first is performed without
precisely aligning the teeth beforehand, rather than setting the bite exactly
at surgery, the jaw is sometimes moved slightly further in the planned
direction.
This accounts for the small positional changes (a
tendency toward relapse) that naturally occur over time after surgery, and the
bite is then refined to its final position during post-surgical orthodontics.
Ø When caution is needed
The presence of temporomandibular joint disorder
(TMD) is consistently cited across multiple studies as a factor calling for
caution with surgery-first.
3. The Surgery-First Treatment Process
|
Stage |
Description |
What We Check |
|
Stage 1 |
Initial consultation and comprehensive examination |
Cephalometric X-ray, CT, dental models, facial analysis |
|
Stage 2 |
Bite
analysis |
Simulation of the expected bite relationship using dental
models, Assessment of suitability for surgery-first |
|
Stage 3 |
Surgery |
Repositioning of the jaws |
|
Stage 4 |
Start of post-surgical orthodontics |
Usually begins 4 to 5 weeks after surgery |
|
Stage 5 |
Bite refinement and finishing orthodontics |
Continues for several months or longer depending on the
individual; final bite stabilization |
4. Surgery-First vs.
Orthodontics-First at a Glance
|
Category |
Surgery-First |
Orthodontics-First,
Then Surgery (Conventional) |
|
Sequence |
Minimal preparation (days to weeks) → surgery → post-surgical
orthodontics |
Pre-surgical orthodontics (9–18 months) → surgery →
post-surgical orthodontics |
|
Suitable for |
Mild crowding, near-normal incisor inclination, shallow curve of
Spee |
Severe crowding, cases requiring extractions, abnormal incisor
inclination |
|
Characteristics |
Shorter phase of worsened appearance; tends to shorten treatment
time |
Bite prediction is relatively stable at the pre-surgical stage |
|
Considerations |
Precision of bite prediction is especially critical |
Longer treatment time; temporary changes in facial appearance
may occur |
※
The treatment approach depends on each individual's skeletal and dental
condition and is determined through a thorough examination and consultation
with a specialist.
5. A Note from the Surgeon
Surgery-first is not "an option anyone can choose" but one that may be considered when the teeth and jaws meet certain conditions. Whether it is possible is determined by comprehensively evaluating tooth alignment, jaw structure, TMJ condition, and the predictability of the surgical plan, and both results and recovery vary from person to person.
Even with the same type of malocclusion, whether
surgery-first can be applied depends on tooth alignment, the curve of Spee, and
incisor inclination, so a precise diagnosis using cephalometric X-rays, CT, and
model analysis must come first. In particular, because surgery-first proceeds
without refining the bite beforehand, the accuracy of predictions at the
planning stage has a major impact on the outcome. To determine whether
surgery-first is feasible, our clinic uses a collaborative care system in which
orthodontics and oral and maxillofacial surgery review each case together from
the model surgery stage, allowing us to examine the expected post-surgical bite
in greater detail. Through this process, we determine whether surgery-first or
orthodontics-first is more likely to lead to a stable result.
6. Frequently Asked Questions
Q. Does
surgery-first always shorten treatment time?
Several studies have reported a tendency toward
shorter treatment time with surgery-first, but this is an average trend and
varies depending on each person's teeth and jaw structure. It does not apply
equally in every case.
Q. I have
crowding (overlapping, crooked teeth). Can I still have surgery-first?
If the crowding is mild, surgery-first may be
considered. However, if it is severe enough to require extractions,
orthodontics-first may be necessary. This needs to be confirmed through a
thorough examination.
Q. Is
surgery-first carried out jointly by orthodontics and oral and maxillofacial
surgery?
Yes. Surgery-first is a collaborative treatment:
the orthodontist and surgeon plan the bite together from the pre-surgical model
surgery stage and continue to coordinate throughout post-surgical orthodontics.
Q. How long
does orthodontic treatment take after surgery-first?
It varies depending on the extent of surgery and
your dental condition. You can get an estimated timeline through a thorough
examination and consultation.
References
Falbo Martins et
al. Evidence-Based Patient Selection for Surgery-First Orthognathic Treatment:
Clinical Indicators and Contraindications. The Journal of Craniofacial Surgery.
2026;37(1/2):e57-e60.
Ahmadvand A et al.
An overview of surgery-first orthognathic approach: History, indications and
limitations, protocols, and dentoskeletal stability. Dental Research Journal.
2021;18:47.
Uribe FA, Farrell
B. Surgery-First Approach in the Orthognathic Patient. Oral and Maxillofacial
Surgery Clinics of North America. 2020;32(1):89-103.
Hoang TA et al.
The Surgery-first Approach to Orthognathic Surgery. The Journal of Craniofacial
Surgery. 2021;32(2):e153-e155.






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